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Section Two: Human Capital Portfolio
The National Health Policy Forum
By Richard
S. Frank
Editors' Introduction
| Given the importance
of the federal government to The Robert Wood Johnson
Foundation’s mission of improving the health
and health care of all Americans, it is natural for
the Foundation to try to make sure that those who
shape health policy do so on the basis of the most
current and accurate information. Currently, the Foundation
has 219 active grants, totaling $257 million, designed
to improve policy-relevant information and to enrich
the dialogue that is a key part of the policymaking
process. These include support for the journal Health
Affairs, for studies coordinated by the Institute
of Medicine, for a health policy fellowship program,
and for a new program that synthesizes research findings
into short policy-relevant reports.
In this chapter Richard S. Frank,
the former editor of National Journal and now an adjunct
professor of journalism at Boston University’s
Washington Journalism Center, discusses the National
Health Policy Forum, which the Foundation has supported
since 1973. The Forum offers a seminar series on emerging
health policy issues for elected officials, members
of the executive branch, administrative agency officials,
and their staffs.
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Striving to be politically neutral,
the Forum provides high-quality nonpartisan information
and analysis that allow different viewpoints to be
heard. (Its approach is similar to that of The Robert
Wood Johnson Foundation, which is committed to improving
health care and health status, but typically avoids
taking positions on partisan issues and specific health
policy solutions.) Frank assesses whether being a
neutral convener is sufficient in an era of great
partisanship.
The Foundation has funded similar
health policy forums in a number of states. These
state-based forums are advancing a growing field devoted
to translating research into practice and synthesizing
complicated and sometimes contradictory research findings
into formats useful to policymakers.
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Chapter 7
In many ways, the room, in a Washington
hotel a few blocks from the Capitol, resembles a large university
lecture hall, filled with students ready to absorb some scholarly
information and insight. But many of the 150 people gathered
here are not in fact students but are senior aides and advisers
to some of the most influential and powerful health policymakers
in the federal government. Roughly half of them work on Capitol
Hill or in the executive branch, in approximately equal numbers.
They are attending a National Health
Policy Forum session on Medicare’s role in paying for
the care of the chronically ill. That may not be as politically
potent a subject as, for example, how the government should
help older Americans pay for the soaring costs of prescription
medicine. But it is an issue that policymakers—and particularly
their principal aides and advisers—will almost certainly
have to understand and deal with when they finally come to
grips with the critically important issue of how to keep Medicare
financially healthy as the population ages.
Many of the attendees obviously know
one another, and as they munch on the buffet lunch offered
before the formal session, they exchange personal and professional
notes. Others peer at name tags and introduce themselves.
A few pull others aside to recommend a new research report
or project.
Those present at the early-spring session hear two experts
from outside the government and three federal health specialists
devote two hours during the middle of a busy day to discussing
the problems associated with the increasing percentage of
Medicare beneficiaries who have chronic medical conditions.
It is the kind of topic and the kind of setting that has identified
the National Health Policy Forum since its inception three
decades ago. The Forum today remains what it set out to be
in 1971: a resource for informal and private exchange of information
and ideas about health policy among congressional and executive
agency staff members. That’s particularly important,
its leaders say, at a time when official Washington’s
interest in health policy issues has burgeoned while the expertise
of the congressional and executive branch staffs has diminished,
in large measure because of increasingly high turnover rates
on Capitol Hill.
Stuart Altman, now a professor of
national health policy at Brandeis University, was there at
the beginning. As a deputy assistant secretary at the old
Department of Health, Education and Welfare, he was one of
fewer than two dozen health policy specialists working on
Capitol Hill and in the executive branch who gathered for
dinner one evening in 1971 to launch a series of informal
seminars on important issues in their subject area. These
seminars soon developed into the National Health Policy Forum.
Altman says that the Forum, or something very much like it,
continues to be necessary as a way of dealing with the explosive
growth of the health policy debate in Washington. In fact,
he says, the increasingly partisan tone of the debate may
mean that “a neutral voice is needed more than ever.”
The Forum has tried to position itself
as a neutral voice from the day it began. Its guiding principle—never
to advocate a particular policy and never to take a stand
on specific legislation—is intact. But the Forum today
confronts some notable paradoxes. The rapid expansion of federal
health policy over the years, which should surely be expected
to enhance the role of a program dedicated to informing health
policymakers, has kept senior congressional health policy
aides so busy that they have less time than ever to attend
Forum seminars or to read Forum materials. Similarly, in an
era of often bitter divisiveness, both ideological and partisan,
on most health policy issues, the Forum’s neutrality
may not meet the needs of those who are seeking solutions
rather than options.
So should the Forum seek to carve
out a new role for itself by becoming more of a player—though
never a partisan one—by actively developing and perhaps
even brokering solutions? Those who lead and advise the Forum
respond that adopting such a role would be a serious mistake.
The Forum’s Web site proudly
proclaims that since it began, it has conducted more than
eight hundred workshops, technical briefings, and site visits.
It has also produced more than eight hundred background papers
and what it calls “Issue Briefs,” the not-so-brief
summaries of the issues that are the Forum’s trademark.
Its annual budget had grown to $3.1 million in 2002, of which
90 percent came from foundations, with The Robert Wood Johnson
Foundation (27 percent), the David and Lucile Packard Foundation
(23 percent), and the W. K. Kellogg Foundation (19 percent)
accounting for the largest shares of support. The Robert Wood
Johnson Foundation, in fact, has been sufficiently pleased
by the Forum’s accomplishments that it has awarded grants
to half a dozen state programs that are similar in approaches
and goals to those of the Forum (see box).
After three decades, the Forum is
clearly a survivor. But can it continue to be effective, given
its determination to stand apart from what it has described
as “the highly charged politics of Capitol Hill”?1
In a harshly divided national capital, is impartiality enough?
The Forum’s answer: for the good of the public policy
system, it had better be.
Getting Started
Informed neutrality was the Forum’s
goal from its inception. In 1971, Medicare and Medicaid were
only six years old, but Congress was already beginning to
fine-tune these two huge government programs. Health care,
though not the ascendant political issue it has since become,
was already looming as a major congressional subject. To Altman
and his colleagues in the executive and legislative branches,
it was imperative that they—and through them, their
principals in the Nixon administration and in Congress—
have the information they needed to make sound policy judgments.
With a Republican in the White House
and Democrats in control of Congress, the health policy aides
found themselves working in a climate of political distrust.
And with the executive agencies as the primary source of information
on health care, many congressional Democrats were starting
to express doubts about the objectivity of that information.
One solution that seemed to appeal to some of these aides
was already being tried out in the field of education policy:
Why not bring congressional and executive health policy staffs
together to exchange information and views and—perhaps
as important—to try to break down the walls, real or
imaginary, that appeared to divide them?
A program called the Educational
Staff Seminar had been functioning for several years, holding
meetings in Washington and conducting occasional out-of-town
site visits. It seemed a likely model for the health policy
specialists to adopt and adapt. (In fact, the organization
that ultimately became the National Health Policy Forum was
known in its early years as the Health Staff Seminar.) After
all, Washington was spending much more on health than on education,
Judith Miller Jones, the Forum’s director, recalled
in a recent interview. Jones, at the time a legislative liaison
for the Department of Health, Education and Welfare (now the
Department of Health and Human Services), was one of the Educational
Staff Seminar participants. She was asked to help Altman and
the other health policy specialists write a planning grant
application to the Carnegie Corporation of New York to get
the program started. It was officially launched under the
auspices of The George Washington University, which has been
its sponsor ever since.
The start-up grant from Carnegie
allowed the new group to hire a small staff, and Jones became
its first—and only—director. Her experience at
the time was limited to a year at the Department of Health,
Education and Welfare and two years as an aide to Senator
Winston Prouty, a Vermont Republican, for whom she specialized
in education and, as she recalled, “a little bit”
of health policy. In 1973, The Robert Wood Johnson Foundation
provided a small sum for a study to determine whether it should
help the new group financially. It decided to do so “and
took us under its wing,” Jones said. Initially, the
Foundation awarded the Forum a three-year grant of $498,000.
It subsequently became the Forum’s major supporter and
has so far provided it with slightly more than $10 million
in grants.
From the beginning the Forum’s
mission has been to offer “a unique, off-the-record
setting for interaction and exchange of ideas, removed from
the highly charged politics of Capitol Hill.” The group’s
organizers, Jones recalled, made an early decision not to
seek or accept federal money for the program, as had the Educational
Staff Seminar, and therefore not to become beholden financially
to the executive branch.
But while the Forum has not sought federal financial help,
the inclusion of executive branch aides has always been an
important part of the Forum’s philosophy. In fact, about
40 percent of the members of the Forum’s policy-setting
Steering Committee are from executive branch agencies. An
equal number are legislative aides, with staff members of
congressional support agencies filling the rest of the committee’s
slots.
A Different Audience
The heart of the Forum’s program
has always been its seminars—almost always off the record—on
important but sometimes arcane issues of health care policy.
The Forum’s intention from the start was to bring senior
congressional and executive staffs together to discuss these
issues while carefully sidestepping any temptation to offer
political advice. Outside policy experts and real-world practitioners
are regularly invited to present their views to the legislative
and administrative staffs and to join in discussing the subject.
“When this program got started,
we were all terribly naïve,” Jones said. Medicare
and Medicaid were both still in their infancy, she pointed
out, and policymakers “didn’t really understand
the links between money and health care,” such as how
doctors and hospitals are paid, the role of insurers, and
how the two vast new federal programs were driving costs.
“We didn’t yet grasp just how health care delivery
systems were affected by these huge dollar flows.”
The Forum has undoubtedly lost its
naïveté since 1971. It has also lost part of its
audience during the past three decades—a loss that poses
questions about the program’s continued vitality.
Historically, the staff members of
the congressional committees and subcommittees responsible
for health policy made up the Forum’s core audience.2
But as the health policy workload and complexity have increased,
these staff members have found it increasingly difficult to
keep on top of all the issues. At the same time, for many
of the aides on the personal staffs of committee members,
health policy is only one of several subjects in their work
portfolio, and these aides necessarily lack the specialized
expertise of committee staff members. Moreover, staff turnover
is a problem; the Forum has noted that many congressional
aides “use their Hill experience as a stepping stone
to a remunerative lobbying or trade association position.”3
Staff turnover, whatever the cause,
has required the Forum to make some adjustments. For example,
Jones said, when the Democrats took control of the Senate
in 2001, the health staff of the Senate Finance
Committee asked the Forum to brief it on the Health Care Financing
Administration’s governance role on Medicare and Medicaid.
The Forum responded with four briefings and a site visit.
In the fall of 2002, Jones said, the committee staff members
asked for help in running briefings on the fundamentals of
the Medicare and Medicaid programs for new health policy aides,
perhaps on an annual basis. They asked for the briefings on
such a basic subject, Jones said, “because they recognized
that high turnover was hurting their productivity.”
So, for example, on January 23 and
24, 2003, the Forum held an invitation-only seminar titled
“Understanding Medicare and Medicaid: Fundamentals and
Issues for the New Congress,” with a voluminous “electronic
briefing book” on the subject—links to various
documents, charts, and PowerPoint presentations. The session,
which the Forum said on its Web site was “requested
by congressional staff to provide an overview of the Medicare,
Medicaid, and State Children’s Health Insurance programs,”
was clearly a response to the turnover problem. But “basic
training” sessions like that may risk diminishing the
Forum’s relevance as the source of leading-edge policy
information.
The growth of staff positions in
congressional support agencies—
the General Accounting Office, the Congressional Budget Office,
and the Library of Congress’s Congressional Research
Service—has helped to compensate for the decline in
the size of committee staffs. Many of the support agency aides
with expertise in health policy expect to stay in their positions
“indefinitely,” the Forum has pointed out. Meanwhile,
participation by executive agency staffs has continued, and,
as a consequence, “the Forum’s audience has become
larger and more diverse than in the days when Hill staff dominated
Forum activities.”4
Whether that diversity serves the
Forum’s goals has been the subject of some debate. “We
now serve the congressional [support] agencies as our lead
audience,” Jones said during the interview. “They
come to our meetings, and then, in turn, they brief the newer,
less experienced congressional committee staffs. That’s
a big change. It’s like training the trainers.”
A particular concern of some observers
of the Forum’s work is that the most influential people
on Capitol Hill may be staying away from the off-the-record
policy seminars. “The Forum will maximize its influence
to the extent it is attended by individuals (or its materials
are read by individuals) who are likely to influence policy,”
concluded a 1997 assessment of the Forum conducted for The
Robert Wood Johnson Foundation by New Directions for Policy,
a Washington-based policy research, analysis, and strategic
planning firm. Linda Fishman, the health policy director of
the Republican staff of the Senate Finance Committee and a
member of the Forum’s Steering Committee, agreed that
for senior congressional aides “it’s very hard
to break away” to attend the often lengthy seminars.
Linda T. Bilheimer, who, as a Congressional Budget Office
official, served on the Forum’s Steering Committee until
she moved to The Robert Wood Johnson Foundation at the end
of 1999, assigns the blame to high congressional turnover.
“The senior, experienced staff are stretched unbelievably
thin,” she said. “So for them, getting away to
meetings is extremely hard.” For the inexperienced staff,
on the other hand, “the level of the material may be
too hard for them because the Forum pitches to quite a sophisticated
audience.”
Bilheimer, now the Foundation’s
senior program officer monitoring the Forum, said that the
Forum was getting requests to provide “more basic education
on the Hill,” not necessarily at the regular seminars
but instead at separate sessions for various committee staffs.
She said that doing this would preserve the high level of
sophistication at the seminars while offering basic education
on health care policy for the less experienced. Senior Hill
aides, Bilheimer suggested, would come to special, restricted-
attendance meetings if they were held in addition to the larger
meetings. Whether justified or not, she said, the senior staff
members believe they get more out of “meeting with a
small group of their peers than being in a larger group.”
The 1997 evaluation report pointed
to another irony: that the Issue Briefs distributed before
every seminar were such good summaries of the subject that
their very excellence “may detract from attendance at
the meetings.” Bilheimer is skeptical. She acknowledged
that while she was at the Congressional Budget Office, where
she was the deputy assistant director for health, she “always
appreciated the quality of the Issue Briefs, because it meant
that if I couldn’t go to a meeting, I had the documents
at hand.” “But,” she added, “I did
try to go to meetings if I could because the Forum has done
a good job of bringing in speakers who aren’t the usual
suspects. And I often found that I could hear viewpoints expressed
at the meetings that greatly enriched the materials that were
available in the Issue Briefs.”
Jones agreed that some Capitol Hill
health policy specialists may be too busy to attend the seminars.
She noted that some of them call the Forum office to find
out what happened at a meeting they had missed. On the other
hand, she said, others want to come to a meeting “to
see how other people are facing the issue. They want to schmooze.”
Jones also pointed out that the Issue Briefs, along with the
Forum’s lengthier background papers, are available at
the organization’s Web site.
Touchy Topics
Most health policy subjects worth
considering are certain to be controversial. For a program
that’s determined to preserve its neutrality, the Forum’s
challenge is to avoid controversy while concentrating on deeply
contentious topics. It must also strive to be timely without
slavishly adhering to anyone’s legislative or administrative
agenda.
The narrow line the Forum must walk
requires that it choose its topics carefully and then develop
and present information that’s useful but nonprescriptive.
The Forum’s Steering Committee has the dominant role
in deciding what to look at; the Forum’s staff is responsible
for the way the topic is presented.
The Forum’s staff periodically presents the Steering
Committee with a list of proposed activities—seminars
and other meetings in Washington and site visits to other
locales—for the next twelve months. The committee, which
has approximately forty members who work for members of Congress,
congressional committees and support organizations, and executive
agencies, then accepts, rejects, or modifies items on the
list. So, for example, a list prepared in September 2002 included
thirty-three proposed activities. This list, which gives a
sense of the range of issues the Forum typically has on its
calendar, included these activities:
- A meeting and Issue Brief on “Medicare’s
Prospective Payment Systems: In Sync or in Disarray?”
- An Issue Brief on prescription drug use in nursing homes
- A site visit to Phoenix to examine “The Medicare
and Medicaid Intersection: Caring for Arizona’s Seniors”
- A primer on long-term care insurance
- A meeting and Issue Brief updating a similar session
and brief in 2001 on “The State Budget Crisis: How
Have Health Programs Fared?”
- A “seniors only” meeting to discuss “Waiting
for the Next Vision: Purchasing Health Care in Uncertain
Times”
- A meeting and Issue Brief on “Emergency Medical
Response for a Mass Casualty Event”
Sometimes, according to Jones, “the
committee will say, ‘This is a terribly important issue,
but put it later because other things have come up that we
have to get to sooner.’ Other things, they tell us,
‘Move it up on the agenda.’”
At one time, Jones said, the Forum had
an external advisory board to guide it in its selection of
topics. “But the Steering Committee members said they
didn’t want any outsiders ‘telling us what we
need to look at. We know what we need to know, and we’re
not going to have them veto what we say.’”
Steering Committee member Fishman said
that Jones “listens to health staff” in choosing
topics. “We identify what are the hot topics. We’ll
say, ‘Gee, that needs to be pushed up, we need to know
that sooner, that one is less important, wait on that one.’
We identify what’s important, the hot topics, the things
we need information on right away” because legislation
on the subject is before Congress.
Bilheimer views the process as “sort
of a two-way street. The Forum staff generates ideas for topics,”
and the Steering Committee responds. When she was a Steering
Committee member, she recalled recently, “we would go
to meetings, and a very lengthy list of potential topics would
be produced” by the Forum staff. “And the committee
would say, ‘We think this is the greatest thing since
sliced bread,’ or ‘We don’t quite understand
where you’re going with this one,’ and would cull
down to the ones we thought were really important. We would
also raise ideas for topics that we thought were important.”
Moreover, she said, if the key people on a committee staff
said that they saw the need to study a particular topic, “the
Forum staff would jump” and add that topic to the agenda.
Rejecting Outside
Influence
In deciding which issues to put on its
calendar, the Forum staff is aware of the interests and goals
of its primary financing sources, The Robert Wood Johnson
Foundation, the David and Lucile Packard Foundation, and the
W. K. Kellogg Foundation. But Jones, Bilheimer, and program
officers for the other foundations agree that they don’t
dictate the subject of specific Forum topics.
Packard’s primary interest in the
health policy arena involves issues of children’s health.
It encourages the Forum to come up with topics in that area,
said Eugene Lewit, the foundation’s senior program manager
for the Forum. But he added that Packard avoids recommending
specific subjects to the Forum.
Barbara Sabol, program director for the
Forum at Kellogg, explained in an interview that the Forum
each year submits a proposal that states what it intends to
focus on that year. Kellogg comments on the list, she said,
and also keeps the Forum informed of what the foundation is
up to. One of Kellogg’s objectives is “to get
feedback on national policies,” Sabol said. And though
health care is not Kellogg’s major area of interest,
“there are a lot of cross-cutting issues involved, such
as education, in which child health care plays an important
part. So what the Forum does relates to many of our issues.”
From the very beginning, Jones said, Robert
Wood Johnson Foundation officials insisted that the Forum
avoid any appearance that they were driving its agenda. The
Foundation staff told her, she recalled, “We’re
not going to control what you do, because it’s tremendously
important that people see this as a safe haven, where they
can learn from each other.” She added that the Foundation’s
grant to the Forum “is written in such a way that they
know we’re going to cover the waterfront. We also know
what their priority areas are.”
For the Foundation, the Forum meets a very
particular need, Bilheimer said, and while the Foundation
has broader health policy interests than the Forum has, it
deals with those interests in other ways. From time to time,
she explained, the Foundation will tell the Forum staff that
“we think it would be helpful” for the Forum to
have a meeting on a specific topic. And sometimes Bilheimer
will tell the Forum staff that other Foundation grantees have
been working in a subject area “that it might be really
interesting to have a Forum session on.” If the Forum
staff chooses not to add the topic to its agenda, that’s
fine with the Foundation, she said, adding that even if the
staff likes the subject, the Steering Committee has to agree.
The Forum has, in fact, responded negatively
on one subject dear to the Foundation: behavioral issues such
as alcohol and drug abuse and smoking. Over the years, the
Foundation has encouraged the Forum to conduct meetings and
prepare Issue Briefs on the topic, and from time to time the
Forum has done that, according to Jones. But the Forum, she
added, has also told the Foundation that “such issues
are not high- priority to most of the audience and tend to
attract the already convinced. And there are limits to what
people think government can and should do, especially at the
federal level, while foundations have a much broader array
of options to support.”
Nevertheless, the Forum depends on the
money it gets from foundations, and if a major contributor
is interested in a particular broad subject, the Forum is
going to be especially cautious about ignoring it. The Forum’s
lone complaint about its relationship with The Robert Wood
Johnson Foundation, Jones said, “is one we have never
solved. They expect us to read their minds and know everything
that they’re doing. And if we don’t mention it,
we get blamed.” This has been a problem for thirty years,
she said. “Does the Foundation want to control things?
No. Do they want to maximize impact by having everybody on
the same wavelength? Sure. As much as possible.”
Foundations other than Robert Wood Johnson,
Packard, and Kellogg—the Forum also receives grants
from the California HealthCare Foundation, the Flinn Foundation,
the John A. Hartford Foundation, and the John D. and Catherine
T. MacArthur Foundation—make fewer demands on the Forum’s
agenda.
The Forum also receives money from corporations
with strong business interests in health policy. It tries
to avoid any hint of improper influence, Jones said, by limiting
total corporate contributions to about 1 percent of the Forum’s
budget, by declining grants for specific purposes, and by
mingling the corporate gifts with its other revenue. The Forum
has received corporate support from pharmaceutical companies
such as GlaxoSmithKline, Johnson & Johnson, Merck, and
Pfizer; health insurers such as Blue Cross Blue Shield, Kaiser
Permanente, and UnitedHealth Group; and other health-related
companies.
Accepting corporate grants “came
about by accident,” Jones said, when the Forum was studying
health insurance and she went to the Prudential Insurance
Company of America for some information. Prudential offered
her what she described as “a token amount of money.”
She went to her Steering Committee, which decided, in her
words, that if insurance companies were part of the problem,
“they ought to be part of the solution.”
Only once, Jones said, has a corporation
“tried to manipulate us.” That was a drug company,
which she declined to identify and which no longer exists,
whose money was returned. She added that a foundation tried
the same thing and was dealt with in the same way.
Balancing Act
After getting its marching orders from
the Steering Committee, the Forum staff of about twenty organizes
the meetings and site visits and puts together, sometimes
with the help of outside writers, the multipage Issue Briefs,
the even longer background papers, and the reports on Forum
site visits. Whether the staff writes the papers depends on
its expertise on the subject, Jones said. If necessary, she
will employ freelance writers, including two former staff
members who write regularly for the Forum. “We also
have a few stringers we use,” she said. “And we
pay them well. But you can’t continue a program with
just stringers.” Moreover, she said, some former contributors
turned in work that the Forum wouldn’t publish.
“It’s a problem we’ll never be able to fix,”
Jones said. One reason for the difficulty, she pointed out,
is that some of the outside writers “aren’t used
to writing in a nonpartisan, objective way” and that
some of them “are advocates at heart.”
How successful are the Forum’s writers—in-house
or outside—in avoiding the extremes of cold-blooded
neutrality and warm-blooded advocacy? A review of some recent
Issue Briefs suggests that they have struck the appropriate
balance between identifying and analyzing a problem and recommending
a course of action. Two recent Issue Briefs might also serve
as examples of how to handle political hot potatoes without
any risk of burning hands or mouth.
In June 2002, the Forum published an Issue
Brief titled Average Wholesale Price for Prescription Drugs:
Is There a More Appropriate Pricing Mechanism? The brief carefully
sidesteps endorsing any particular solution to the important
and politically sensitive problem of prescription drug pricing
while making it clear that the average wholesale price mechanism
has major defects. Its concluding paragraph is worth quoting
in full as an example of the Forum’s approach:
The AWP [average wholesale price], a pricing
mechanism that by most accounts is seriously flawed and not
widely understood, plays a pivotal role in the overall prescription
drug pricing and reimbursement systems. It has become a critical
benchmark for key stakeholders, despite its inability to accurately
reflect the “true cost” of drugs. Yet, as we have
seen, the true cost of a given drug depends on the various
discounts, rebates, and reimbursement formulas available to
a particular purchaser—both public and private. Other
alternatives to the AWP may suffer from similar flaws, namely,
being subject to manipulation and not closely aligned with
real market transaction prices. The creation of an appropriate
payment mechanism for prescription drugs, therefore, will
need to involve a careful balance between protecting the proprietary
nature of drug pricing information and ensuring the accuracy
of, and accountability for, the information on which such
a payment mechanism is based.5
Three months later another Issue Brief,
titled Medigap: Prevalence, Premiums, and Opportunities for
Reform, comes even closer to the line between descriptive
and prescriptive without crossing it. It ends this way:
Budget constraints mean that the tension
between providing catastrophic coverage to the sickest beneficiaries
and first-dollar coverage for those who are risk-averse will
likely worsen with time. In light of changes to retiree health
insurance plans and M + C [Medicare + Choice] plans, the time
seems ripe to reconsider whether the Medigap market is fulfilling
policymakers’ goals and expectations.6
As for its goal of timeliness, the
Forum was reacting to Congress’s scramble to meet a
recently revealed need when it published an Issue Brief in
June 2002 with the title Will the Nation Be Ready for the
Next Bioterrorism Attack? Mending Gaps in the Public Health
Infrastructure. The Issue Brief’s baleful conclusion:
“Fortifying the public health infrastructure will clearly
be a long-term endeavor. . . . The potential for a real reform
of public health preparedness capabilities will depend on
the sustained involvement and commitment of policymakers at
all levels of government. Close scrutiny must be paid to determine
what is working, what is not, and what additional measures
need to be pursued.”7
In asking The Robert Wood Johnson
Foundation in 1999 to renew its grant, the Forum had this
to say about its policy mission: “While the Forum never
takes positions on political proposals under debate, we
believe that our activities often make the debates more informed
and knowledge-based than they otherwise would be.”8
Not everyone agrees with that position,
however. In the 1997 evaluation of the Forum, several congressional
aides suggested to the evaluators that the seminars could
be more useful if they discussed legislative solutions more
directly. While that suggestion falls short of a demand to
propose solutions, it is clearly a call for the program to
present an array of possible solutions even if it doesn’t
single one out for recommendation.
The Steering Committee’s Fishman,
for one, takes issue with the suggestion. The Forum, she said,
“tries to be straight-shooting presenters of information
without having a point of view.” It needs to pay attention
to the hot legislative topics, she added, “but not in
a partisan way.”
Jones has equally strong views on
the subject. “Some people wanted us to recommend solutions,”
she said. “But the Steering Committee said no, because
the moment you do that you alienate one side or the other.”
Offering solutions, she added, is “what lobbyists are
paid to do.” After the Republicans captured control
of the House in the 1994 elections, “we were the only
program that was still seen as neutral,” Jones said.
“Every other program was seen as tainted by one side
or the other.” Admittedly, Jones said, some senior people
call the Forum from time to time to ask what the staff thinks
about a particular legislative proposal. “We’ll
respond,” she said. “But we have to be very careful
that we don’t look like lobbyists.”
Politics and political wrangling are inescapable, of course,
in discussing almost any kind of health care legislation.
The Forum has tried to cope with the problem in a variety
of ways.
In the fall of 1998, the Forum wrote
in its annual progress report to The Robert Wood Johnson Foundation
that during the previous twelve months “it became clear
that the divisiveness in Washington and changes in the policy
apparatus and legislative process demand new ways of doing
business.”9
That was not the last time it would sound the alarm about
Washington’s growing political rancor.
In its report to the Foundation in
2000, the Forum observed that “the increased practice
of ‘coalition politics’ by powerful Washington
lobbyists, whereby interest groups continually realign to
apply political pressure on members of Congress, often means
that policy concerns are driven underground by political machinations.”
The report goes on to discuss the Forum’s role in the
policy debate: “Despite the poisonous atmosphere that
such tactics often create, it is ironic that their prevalence
in the current era actually underscores the need for a nonpartisan,
objective forum to examine the merits of legislative proposals.
The National Health Policy Forum, of course, has played this
role for almost three decades.”10
The same report also offers a pair of pointed examples of
the Forum’s role and the influence of politics on the
way the Forum does its work.
In both cases, the Forum acted as
a facilitator—trying to help others to achieve their
goals.
One of them involved the politically sensitive question of
whether Medicare should move away from administered pricing
toward more competitive pricing in buying medical services,
particularly those provided by managed care plans. In the
fall of 1999, with Congress deadlocked over whether to conduct
demonstration projects on the subject, key congressional and
executive branch aides asked the Forum to organize a small,
off-the-record session “to promote dialogue among the
key players” on the issue, according to the Forum’s
annual report. The meeting, hosted by senior Republicans on
the staff of the Senate Finance Committee, was attended by
other senior congressional aides and by high-
ranking administration officials. The result, the Forum report
says, was that key congressional staff, previously reluctant
to become involved in the subject, changed their minds and
became engaged. Ultimately, however, Congress decided against
taking any action on the issue.11
The Forum, in the same report, offered
another illustration of its role as facilitator. As part of
its effort to examine the effects on hospital-based health
systems of the 1997 Balanced Budget Act and legislation that
followed it, the Forum conducted site visits in March and
April 2000 to Richmond, Virginia, Detroit, and Seattle, followed
by a two-day conference in Annapolis, Maryland, at the end
of April. Holding so many out-of-Washington sessions in such
a short time was a serious drain on the Forum’s time
and limited budget. So why did it undertake this resource-straining
project? According to the Forum’s progress report, congressional
health aides wanted to be armed with sufficient information
to beat back lobbyists’ attempts to carve out federal
health funds for their clients and pressed the Forum to accelerate
its efforts to come up with that information. As the Forum
observed in its report, “scheduling meetings has become
an increasingly political matter.”12
A Role for the Forum
Capitol Hill certainly has no shortage
of information on health policy issues. Lobbyists, think tanks,
and congressional research offices provide an almost endless
flood of information on the issues, large and small, that
Congress has to contend with. But information provided by
a group without a stake in the outcome is uncommon, the Forum’s
defenders say, and sometimes priceless. Even more important,
they add, is its closely related mission of bringing congressional
and executive branch health policy staffs together, out of
the political spotlight, to exchange views and get to know
their policy counterparts. In an era of partisan and ideological
division, that’s the role the Forum is determined to
play: to be a facilitator, not a broker of agreements.
“The way things are today,
there’s no role” for the Forum in trying to offer
specific solutions or even a range of possible solutions,
said Charles (Chip) Kahn III, the president of the Federation
of American Hospitals and former staff director of the House
Ways and Means Health Subcommittee. “I don’t think
that would be sustainable,” given “the sharp partisan
divide” in Congress today. The Forum’s proper
role, he said in an interview, should combine providing information
and bringing opposing sides together.
The Kellogg Foundation’s Barbara Sabol agrees: “I
think it’s imperative that there be places where one
can have discussions about the issues that are not adversarial.
They don’t necessarily have to agree with each other,
but the facts can be examined in a nonpartisan way.”
That is no easy assignment. But Forum
officials say they are convinced that it is at least as pertinent
today as it was when the organization was born three decades
ago. Jones put it succinctly in a recent interview. Some people,
she said, want to know only their side of an issue, while
others want to understand the issue. “They’re
the ones who ask, ‘How do I sort it out?’ We appeal
to the latter.”
Notes
- National Health Policy Forum’s Web site (www.nhpf.org).(Return
to article)
- Proposal to The Robert Wood Johnson Foundation for a
Renewal of Its Grant. National Health Policy Forum,
June 1999.(Return to article)
- Ibid.(Return to article)
- Ibid.(Return to article)
- Gencarelli, D. M. Average Wholesale Price for Prescription
Drugs: Is There a More Appropriate Pricing Mechanism? Issue
Brief, no. 775. National Health Policy Forum, June
7, 2002, p. 14.(Return to article)
- Super, N. Medigap: Prevalence, Premiums, and Opportunities
for Reform. Issue Brief, no. 782. National Health Policy
Forum, Sept. 9, 2002, p. 20.(Return
to article)
- Salinsky, E. Will the Nation Be Ready for the Next Bioterrorism
Attack? Mending Gaps in the Public Health Infrastructure.
Issue Brief, no. 776. National Health Policy Forum,
June 12, 2002, p. 17.(Return to
article)
- Proposal to The Robert Wood Johnson Foundation . . .
(1999), pp. 5–6.(Return to
article)
- Annual Progress Report, National Health Policy Forum,
1998, p. 3.(Return to article)
- Annual Progress Report, National Health Policy Forum,
2000, p. 9.(Return to article)
- For a short history of the dispute, see Nichols, L. M.,
and Reischauer, R. D. “Who Really Wants Price Competition
in Medicare Managed Care?” Health Affairs, 2000, 19,
30–43.(Return to article)
- Annual Progress Report (2000), p. 9.(Return
to article)
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