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Section Three: Improving Chronic Care
Providing Care--Not Cure--for Patients
with Chronic Conditions By
Lisa Lopez
Editors'
Introduction
| The Foundation's goal of improving
the way services are organized and delivered for people
with chronic conditions has proven particularly elusive.
The realities are daunting: a disorganized array
of actors deliver services that are driven more by
financing rules than by the needs of chronically ill
individuals. Moreover, because acute care is often
covered by insurance whereas more caring services--such
as homemakers' visits--are not, the services offered
to chronically ill people are skewed toward treating
acute episodes of illness rather than coordinated
approaches addressing a whole array of their needs.
A logical approach to organizing services would be
to start with the needs of people who have chronic
conditions and then figure out how to meet those needs
most effectively.
This chapter by Lisa Lopez, a freelance writer specializing
in health care, analyzes the strategies and accomplishments
of two significant investments by the Foundation to
improve the way services for chronically ill people
are organized and delivered. One of the programs--Chronic
Care Initiatives in HMOs--attempts to improve the
medical care of individuals with chronic illness enrolled
in managed care. The second program--Building Health
Systems for People with Chronic Illness--focuses on
better approaches to coordinating both medical and
supportive care services, such as assistance with
activities of daily living.
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Both national programs underscore
the need to expand the services covered by insurance
or health plans so that nonmedical as well as medical
interventions are covered. They emphasize, as well,
the importance of coordinating the different providers
needed by a person with complex chronic conditions.
Findings from these two programs have helped define
a new generation of Foundation investments aimed at
improving services for chronically ill people. Currently,
the Foundation is beginning new national programs
to improve the clinical management of the long-term
medical needs of the chronically ill. Other national
programs are being designed to increase the capacity
of the long-term care system to meet the supportive
needs of the chronically ill.
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Chapter 8
Cathy's life in a large group home in Keene, New Hampshire,
where she was placed after leaving a state school for the
mentally disabled, was more nightmare than reality. She was
anxious and couldn't sleep at night. She didn't speak to anyone.
Administrators sedated her as often as they could, and she
could not see a doctor or a dentist unless she was first sedated.
During the day, she spent fitful hours biting and kicking.
At one point, neighbors phoned the police when a disruption
in the house got out of hand. Even medication could not release
her from the attacks on herself. When her family visited,
they felt guilty and hopeless. "I used to wonder if this
was what Cathy's life was like all the time," her twin
sister, Carleen, later recalled.
Like many others before her, Cathy was responding to her
environment--a controlled, homelike setting, but one with
prescribed conditions and activities and with little, if any,
choice for individuals. Carleen and her husband, Chuck, had
often thought of bringing Cathy home to live with them and
their two young children, but Cathy's unpredictable outbursts
made the idea seem unworkable. After much thought, however,
they decided on a six-month trial, and Cathy moved in with
them in March 1995 with the hope that a new local program,
the Monadnock Self-Determination for People with Developmental
Disabilities Project, would help them manage her needs. A
project team helped them devise a budget using Cathy's Medicaid
dollars, with which they would seek the services Cathy needed.
In this project, individuals and families--not the state--choose
the services a person needs.
In a matter of days, Cathy's responses to her life reversed
themselves. She began sleeping through the night and participating
in her family's activities--going shopping, playing with the
children, and celebrating birthdays and holidays. She no longer
required sedation for her medical and dental visits. She communicated
her wants through hand and head gestures, and was aware of
activities around her. Although the family went through periodic
challenges with Cathy, being at home with her loved ones has
brightened her life. This resulted from allowing Cathy to
have better control over her circumstances. "She is able
to cope better, and can handle almost anything," Carleen
remarked later. "She feels better about herself, and
that she is being listened to."1
HIGHER AIMS FOR CHRONICALLY ILL PERSONS
The Monadnock project is funded by The Robert Wood Johnson
Foundation as part of the Building Health Systems for People
With Chronic Illnesses Program. It is just one of many projects
the Foundation supports that provide social and medical services
for the chronically ill and the disabled. Since 1991, The
Robert Wood Johnson Foundation has made more than $200 million
in grants in the area of chronic care. Of this, more than
$50 million has been granted to three national programs with
more than 1100 projects that seek new ways to provide health
and supportive care services for chronically ill and disabled
people like Cathy. These programs are Chronic Care Initiatives
in HMOs; Building Health Systems for People with Chronic Illnesses;
and Faith in Action, the interfaith volunteer caregiver project
discussed in Chapter Seven.
In some cases, the programs have improved the quality of
life for people with chronic illness or with disabilities
simply by providing them with more options for care--and for
less than the cost of care in traditional programs. In Cathy's
case, her life improved significantly, and at a cost that
was 75 percent of what the Medicaid system paid for the young
woman to live in the group home.
Chronic care became a specific Foundation priority in 1991.
Although the Foundation had funded a number of programs in
past years that focused on specific diseases such as AIDS,
Alzheimer's, and chronic mental illness, Foundation staff
members realized that there was a need to look at the challenges
all these illnesses shared. These challenges had to be overcome
in order to improve care, says Dr. Lewis G. Sandy, the Foundation's
executive vice president. "There had to be better integration
and coordination of care, focusing on both medical and nonmedical
needs," Sandy notes. "The overall orientation of
the medical care system is disease specific, powerfully oriented
toward acute care, and so pervasive that it is difficult to
move people toward different models of care." Moreover,
he said, there remains a stigma associated with mental illness
and disability.
In the United States, perhaps one hundred million people
live with some type of chronic condition such as hypertension,
the effects of stroke, HIV, or a mental or physical disability.2
These conditions cost $470 billion a year for medical services
alone.3
Even with this investment in what is often considered the
best health care in the world, however, the United States
has not adequately addressed the needs of chronically ill
or disabled people. They are often caught in a fragmented
system in which public and private benefits are tailored to
those with acute care needs, or limits are placed on the choices
that would allow them either to reduce their pain or to improve
their quality of life, or both.
Although chronic conditions cannot be cured, private health
insurance emphasizes medical services that have a curative
focus. Insurance coverage is much spottier for the nonmedical
services that people with chronic conditions often need, such
as supportive housing, the installation of bathtub railings,
getting access to devices that can help them return to work,
and help with daily activities that would allow them to make
the transition from a nursing home to their own home.4
The aging of Americans will surely increase the need for
care among this population and further burden the current
fragmented system of care. By 2030, almost 150 million people
are expected to have a chronic condition. Of these, an estimated
42 million will be limited in their ability to work, to go
to school, or to live independently.5
Changing the structure of our current system of care to meet
the care--not curative--needs of people with chronic conditions
will mean changing the attitudes and the behavior of health
care organizations, federal and state policy makers, physicians,
and other health professionals. It will require that these
institutions explore new ways of financing and delivering
care and services.
Chronic Care Initiatives in HMOs and Building Health Systems
for People with Chronic Illnesses examine such alternatives.
These programs represent only two of the Foundation's initiatives
in chronic care, and each has a distinctive focus. Chronic
Care Initiatives in HMOs explores innovations in managed care
systems. Building Health Systems for People with Chronic Illnesses
funds projects that cut across medical and supportive care
sites as well as chronically ill populations. Each of these
programs includes a variety of projects that target a number
of areas, from primary care and risk assessment for the frail
elderly, to independent living for the mentally and physically
disabled, to education that encourages doctors to work as
teams in managed care plans.
The two national programs demonstrate how care can be delivered
using a commonsense approach to building clinician and patient
interaction and decision making. In many cases, for instance,
the projects funded under the national programs make use of
or restructure existing resources within an organization and
a community rather than develop new efforts.
The project directors hope their experiences will prompt consumers,
policy makers, health plans, community-based organizations,
and others to begin to discuss new ways to care for the chronically
ill, and to learn lessons for the future.
MANAGED CARE AND CHRONIC CONDITIONS
At first glance, chronic illness and HMOs do not seem to
be a natural fit. The capitated financing of managed care
provides incentives to enroll healthy people who have below-average
needs for medical services. In addition, like the fee-for-service
system, managed care plans such as HMOs have traditionally
operated as systems that are structured more for delivering
care to people with acute, short-term needs than for delivering
care to people with lifelong chronic conditions such as diabetes
and arthritis. Moreover, delivering--and improving--care to
people with chronic illness requires providers and health
plans to change provider and patient behavior in several ways:6
- Moving from a focus on cure to a focus on the relief of
symptoms
- Making the patient a critical part of the care process
- Creating active roles for the patient's significant others,
such as immediate family
- Expanding the boundaries of care among providers and between
traditional medical and social services
- Tying patient satisfaction to clinical outcomes
Despite these challenges, HMOs do have the potential to adopt
such approaches. For one thing, HMOs can intervene on a system
level rather than an individual level, and this allows a person's
care to be coordinated within a health plan's available resources
rather than in a fragmented way. Second, the primary care
orientation of HMOs emphasizes generalist physicians, nurse
practitioners, and other providers, whose care may be more
appropriate for patients with chronic illness than specialty
practices. Third, the HMO system of paying for care on a prepaid,
capitated basis gives these organizations the flexibility
to allocate resources where needed, including those that focus
on home- and community-based services, outreach, and case
management. Fourth, capitated payments can create an incentive
for HMOs to provide cost-effective care in the most appropriate
settings.7
THE CHRONIC CARE INITIATIVES IN HMOs PROGRAM
Chronic Care Initiatives in HMOs, a $5.6 million, four-year
program, was begun in January 1993 with the aim of testing
innovative projects that focused on six areas:
- Offering innovative ways to provide posthospital care
to those with chronic conditions in order to reduce rehospitalizations
- Developing and coordinating services for high-risk populations,
such as children with mental or physical disabilities and
adults with depression or dementia
- Evaluating ways to provide primary care to HMO enrollees
who are in nursing homes
- Coordinating services for people with multiple, complex
problems that require multidisciplinary teams of providers,
as well as family caregivers and community resources
- Assessing new ways to deliver primary care for persons
with chronic conditions
- Conducting cross-cutting assessments of care
The program has funded twenty-one different projects to date.
Peter D. Fox, the national director of the program, notes
the importance of three research priorities: evaluating case
management in HMOs, reorganizing primary care to enhance the
delivery of services, and improving the delivery of primary
care to nursing home residents.
Reorganizing primary care is perhaps the best example of
how HMOs can use existing resources to manage care for the
chronically ill, Fox says. Armed with the ability to provide
a more population-based approach to care, he notes, HMOs can
identify problems at both the secondary prevention stage (identifying
and treating the disease at an early point) and the tertiary
prevention stage (reducing impairment, disability, and suffering).
Case management was at the heart of the program, says Teresa
Fama, its former deputy director. "We saw case management
as being the glue in service delivery for people with chronic
conditions," she says. Simply put, that meant influencing
physicians to change their traditional approaches to delivering
care and helping patients become more active participants
in their care. Fama and Fox note that two projects in particular
provide good illustrations of how reorganizing primary care
and influencing provider behavior can improve health care
delivery for chronically ill HMO members. The first--undertaken
by the Group Health Cooperative of Puget Sound--works directly
by restructuring care around specific chronic conditions.
The second--undertaken by the Henry Ford Health System--works
indirectly by training physicians in the care of patients
with chronic conditions.
The intent was to take the chaos out of the delivery of primary
care, and at the same time improve results among its enrollees
with chronic conditions. The goal was to integrate the management
of chronic care into its existing system of primary care.
By 1998, many managed care providers began to experiment with
chronic disease management approaches. However, back in 1995,
this approach was innovative both in its timing and in its
focus on the primary care system.
Group Health Cooperative Reorganizes Primary Care
The Group Health Cooperative of Puget Sound, or GHC, a five-hundred-thousand-member
Seattle-based HMO, was one health plan that felt it could
reorganize its internal processes to improve care for the
chronically ill. In 1995, it introduced a Chronic Care Clinic
in an effort to restructure the way physicians and their staff
practiced.
"The primary care practices were continuing to function
in a lot of ways like miniature emergency rooms," says
Brian Austin, the manager of the Sandy MacColl Institute for
Healthcare Innovation at GHC. "All the attention was
being given to the next patient coming through the door, and
at any given time clinicians would have to rotate their attention
from condition to condition. It was hard for them to have
a concentrated time with either a patient or a single condition.
We were trying to find an oasis in the clinicians' day where
they could concentrate on a single condition and work as a
team, and to allow patients who had similar conditions to
meet with one another and share some coping and management
skills."
Enter the Chronic Care Clinic. Group Health Cooperative officials
had studied and somewhat patterned the Chronic Care Clinic
after England's miniclinic days--a system in which the National
Health Service organizes practices around a single condition.
English providers bring in nonphysician health care practitioners
and designate one morning to treat just diabetics or asthmatics
or the frail elderly. The efficiency of that model and the
positive outcomes among patients led GHC to try it in Seattle,
Austin says. The Chronic Care Clinic focuses on four main
areas:
- Conducting thorough patient assessments to detect potential
complications
- Introducing techniques that help patients manage their
own condition
- Providing physicians and their staff with clinical guidelines
- Improving patient satisfaction through education and psychosocial
support services
Two chronically ill populations--the frail elderly and diabetics--were
chosen to participate in a study to assess this approach.
In all, nineteen GHC physician group practices participated
in the study; twenty-five physician groups continued their
usual practice and were designated the control group. Each
of the practices had about twenty chronically ill patients
in all, between the two categories. Patients in the study
met every three or four months in groups of four to eight.
Their sessions with practitioners covered a range of topics,
from exercise and general management of their condition to
more specific issues the patients wanted to address. They
also met individually with their own doctor and nurse. Patients
also often met with a pharmacist either before or after the
group session, especially during their first Chronic Care
Clinic visit. Nurses made follow-up telephone calls to help
patients adhere to their care plans and to schedule new appointments.
At the beginning of the study, providers were trained to
work together and were encouraged to establish team meetings.
They were also given clinical guidelines on basic care for
the condition they selected. These guidelines, called Diabetes
101 and Geriatrics 101, were in turn tied to the objectives
of The Robert Wood Johnson Foundation grant and to GHC's own
clinical guidelines. With diabetes, for example, clinicians
measured individuals' physical function, glucose control,
reduction of microvascular complications, and changes in patients'
behaviors, such as exercise, foot care, and diet.
For the frail elderly, GHC clinicians worked with geriatricians
to create a new clinical guide. To measure its effectiveness,
physicians were asked to concentrate on reducing falls and
on drug side effects, managing depression, managing incontinence
in older women, and managing impaired function. "We tried
to keep it fairly simple," Austin says.
The first-year results are based on reports by physicians
and patients. They show increased satisfaction among clinicians
and among the diabetic and elderly patients. Overall, physicians
and other staff delivered active versus reactive care, and
patients became more involved in managing their conditions
and were less passive than they had been before the Chronic
Care Clinic was introduced. One benefit was that pharmacists
could more easily identify and communicate potential drug
interactions to both providers and patients, and could more
readily discuss prescription needs with the physicians, who
were better able to follow up with their patients.
During the study, Austin points out, providers demonstrated
a surprising willingness to try new ways of organizing their
practices in order to communicate better with and more actively
treat their patients, even in a time of enormous change. (GHC's
central region was undergoing a major reorganization.) "All
seemed to feel that they weren't doing as good a job with
their chronic care patients as they thought they had"--before
the Chronic Care Clinic--"and that there was a lot more
they could do," he says. By the end of 1998 the GHC project
expects to have results indicating how often patients use
the clinic's services. The findings should provide a picture
of the extent to which the primary care doctors and other
providers improved their services.
When the findings become available, the HMO plans to distribute
them both internally and externally. A "how-to"
packet on the chronic care clinics has been prepared and is
being shared with other practices. The plan is also considering
the Chronic Care Clinic approach for patients with other chronic
conditions such as asthma.
Managed Care College Targets Physician Behavior
The Henry Ford Health System, which serves residents of southeast
Michigan, includes a 500,000-member HMO, the Health Alliance
Plan, or HAP. In 1993, the Metro Medical Group, which at the
time was a division of HAP, launched the Managed Care College,
an on-site medical education program for primary care physicians
within the medical group. The idea was to combine medical
education and actual clinical practice on site in order to
improve patient care and results for patients with chronic
conditions who were being treated by the health plan's primary
care clinicians. Moreover, the medical group's leadership
believed that this approach would encourage physicians to
practice more cohesively, bring about changes that would improve
care, and reduce inappropriate practice variations among the
clinicians. At that time, the Metro Medical Group had 80,000
members and 120 physicians, 65 percent of whom were in primary
care, and eight ambulatory sites. In the Managed Care College's
second year, the Metro Medical Group merged with the larger
multispecialty Henry Ford Medical Group, which was also affiliated
with the Henry Ford Health System. The merger signaled the
need to adapt the college to the needs of the larger physician
group.
In the initial year of the program, enrollment was mandatory
for all primary care physicians in the Metro Medical Group.
Physicians--and some nurses--attended one four-to-five-hour
session each month covering topics such as the role of primary
care physicians in managed care, epidemiology, clinical practice
improvement, and courses targeting the care and management
of specific chronic conditions--type II adult diabetes mellitus,
for instance.
After the two medical groups merged, the college faced the
challenge of maintaining the core elements of the program
while expanding to meet the needs of the larger health system.
Although the sheer size of the Henry Ford Medical Group precluded
mandatory enrollment, the college was expanded to include
a two-track curriculum: an administrative track and a clinical
one. Classes involved more hands-on learning, and the program
was shortened to better accommodate physicians' schedules.
In subsequent years, the college has added specialists to
its enrollment and merged the two-track curriculum. Although
specific courses vary each year, the core concepts have remained
the same: clinical practice based on proven methods, teamwork,
the clinician's role in managed care, and quality improvement.
Supplementing this core list are electives in ethics, finance,
customer service, and other topics. Core classes generally
run from October through June on weekday afternoons and occasionally
Saturday mornings. Since the college's inception, some 240
physicians, nurses, administrators, and others have participated
in the college's core curriculum, and some 500 have taken
the elective courses. The college has seventy-six clinicians
enrolled in the 1997-98 session.
What distinguishes this approach from current continuing
medical education, according to project staff members, is
the effort both to improve the physicians' understanding of
managed care and to enhance the clinical skills of medical
staff members in order to improve patient care. "What
we know is that it has caused our staff to realize that managed
care is more than capitation and cost containment," says
Jennifer Elston-Lafata, a research scientist for the Ford
System's Center for Clinical Effectiveness. "What they're
gaining is a much broader perspective on what's involved with
managed care."
The results have been fruitful in both administrative and
clinical areas. After the first year, physicians were more
likely than they had been to accept clinical guidelines in
treating patients with chronic conditions (72 percent precollege
versus 86 percent postcollege); 21 percent indicated that
their clinical practice had changed for the better in the
last year as a result of using the guidelines. Moreover, 41
percent of the physicians said they had changed their approach
to treating their diabetic patients.
After the second and third year, significant changes occurred
in the knowledge that physicians had about existing resources
and in their ability to use them. For example, they indicated
that they had become better informed about where to turn when
they needed assistance with clinical resources (19 percent
precollege, 85 percent postcollege).
The college is still analyzing data, but preliminary results
show that third-year enrollees have already applied the lessons
learned. For example, a number of physician teams devised
a primary care guideline for managing depression and a standardized
coding for depression, and are seeking ways to improve prescribing
patterns. Other clinics established education programs for
diabetic patients. Some medical teams worked on improving
retinal examinations. One clinic offered counseling programs
for teenagers as part of its childbirth program.
"There is a general impression here that the Managed
Care College has made a cultural change in all quarters and
has been instrumental in helping reorient the Henry Ford Health
System's agenda and the approaches we take to working with
staff on improvement projects," says Dr. John J. Wisniewski,
the system's assistant medical director. "We did not
anticipate that, and did not design any explicit way to measure
that."
The Managed Care College is sharing its model of education
and its preliminary findings with organizations outside its
own health system. These include the Jefferson Medical College
in Philadelphia, the Cleveland Clinic, the Armed Services
University, and Michigan State University. The college signed
an agreement with the Medical College of Ohio in January 1998
to help it develop similar programs, Wisniewski says, and
continues to expand a special curriculum for managed care
nursing.
THE BUILDING HEALTH SYSTEMS FOR PEOPLE WITH CHRONIC
ILLNESSES PROGRAM
The other national program directed at improving chronic
care focuses on the difficult challenge of better coordinating
the delivery of medical services and supportive services for
the chronically ill. Building Health Systems for People with
Chronic Illnesses is a $13 million five-year initiative that
began in 1993 and has supported twenty-four different projects
around the country. The aim of the program is to identify
new approaches for better coordinating the work that medical
providers and supportive care providers--such as home care
agencies, nursing homes, and social service organizations--do
for the chronically ill.
The program tackles a key anomaly with our caring system
referred to earlier: insurance systems tend to fund acute
medical care rather than supportive care for chronically ill
individuals. The challenge is to find ways to reshape financing
and service delivery systems so that the two types of services
are coordinated and accessible to people in need.
Under this national program, the Foundation sought projects
that have these goals:
- Integrating services so that care is provided across diverse
settings, and systems of care link clinical and nonclinical
support services
- Reallocating resources by redirecting existing and acute-care-focused
delivery and financing to better serve the chronically ill
- Promoting early medical and non-medical interventions
- Helping individuals maintain their independence for as
long as possible in their own homes and communities
- Giving the chronically ill and their caregivers a role
in designing and improving their health care and support
services
- Reflecting models of care that can be used by people with
different chronic health conditions
Initially designed to look at a range of people with chronic
illness and accommodate them within a single system, the program
now focuses on three specific populations, project officials
say: children with special health care needs, the physically
and mentally disabled, and the frail elderly.
"The dream was to address the disorganization of health
care systems for people with chronic illness," says Dr.
F. Marc LaForce, the national program director of Building
Health Systems for People With Chronic Illnesses. "The
program was based on the understanding that, given the tools
and the support to live independently, disabled and other
chronically ill persons could have a better quality of life."
As the program matured, housing and employment issues were
recognized as important barriers to living independently.
One of the early projects run by Monadnock Developmental
Services in Keene, New Hampshire, had such an immediate and
significant impact on care for the developmentally disabled
that The Robert Wood Johnson Foundation decided to establish
a new national program, also called Self-Determination for
Persons with Developmental Disabilities, that now funds twenty-three
projects in twelve states.
The Monadnock project was funded as a pilot project of Building
Health Systems from November 1993 to October 1996, and it
tested whether giving people with disabilities the freedom
and the resources to make decisions about their own needs,
with the help of friends and family, would improve their care
and their quality of life. The project targeted people who
had been institutionalized in state facilities. As a result
of the program, some participants are now living independently
and are employed. "The lesson we learned here was to
throw away the old prejudices, and that even people with severe
disabilities are capable of managing much of their lives,"
LaForce says. In this project, a case manager works with individuals
and their friends and families to develop a plan for all needed
services, as happened with Cathy, who was able to move in
with her twin sister's family. The disabled person and his
or her so-called circle of support--family and friends--develop
a budget from Medicaid and state dollars, not to exceed 75
to 90 percent of previous service costs. The individual or
the support network, or both, choose from an array of local
resources--transportation, job skills training, physical therapy--to
help the person live as independently as possible.
Besides Cathy, other individuals have had their lives changed
for the better. An independent evaluation of the project by
James W. Conroy, of the Center for Outcome Analysis in Ardmore,
Pennsylvania, found that the quality of life improved significantly
among thirty-eight individuals who were studied after one
year of the program. All those enrolled in the program said
that their quality of life had improved in each of these nine
areas: health, making personal choices, family relationships,
seeing friends and socializing, getting out and around, day
activities, food, happiness, and comfort.
Researchers also found positive results among those enrolled,
such as working with others and a reduction in challenging
behaviors--self-injury, damaging property, social withdrawal.
"This was an initiative that put control of resources
in the hands of individuals who in the past had been taken
care of paternalistically by systems that didn't empower them
to do much of anything," LaForce says.
Another effort that is attempting to integrate individuals
into the community is called Enabling People with Disabilities
to Reestablish Life in the Community, in South Portland, Maine.
This project focuses on helping people with physical disabilities
who are living in nursing homes move back into the community.
As part of the program, the Alpha One Center for Independent
Living, a local independent living center, is working with
local housing agencies to improve access to assistive devices
and housing for these people.
Often, disabled persons can receive Medicaid services only
if they prove that they cannot live in the community without
them, Jay M. Wussow, the deputy director of the program, points
out. "But they can't do that until they move into the
community," he says, and moving from the nursing home
into the community involves a transitional cost. People in
nursing homes who could live in the community can't make the
transition without that assistance--and that takes money,
Wussow says. To address the financing issue, Alpha One is
using profits from a for-profit durable medical equipment
subsidiary it runs to cover the actual care costs of transitional
services, such as skills training. Because the project has
the potential to be replicated elsewhere, the University of
Southern Maine will evaluate it for the Foundation.
Addressing barriers to the employment of the physically disabled
is the goal of Health Systems for Work Force Enhancement,
a project funded with an eighteen-month grant to Employment
Resources, Inc., or ERI, in Madison, Wisconsin. The project
is a public-private partnership that explores ways to break
the health insurance barriers disabled people face when they
return to work. Specifically, ERI is studying how disabled
people can continue to receive Medicaid, health insurance,
and long-term care insurance after they get jobs. It also
works to enhance opportunities to employ disabled persons.
The project attempts to reduce the fears people have when
they face losing benefits after they return to work. ERI found
that this fear was the greatest barrier to returning to work.
"The way the system works now encourages individuals
to stay unemployed because of the risk of losing home and
attendant services as they earn salary dollars," LaForce
says.
The thirty people enrolled in the program received Supplemental
Security Income and Social Security Disability Insurance benefits
that continued while they were undergoing rehabilitation,
but faced the loss of their Medicaid benefits, which cover
health care and the personal care services of daily living,
if they were employed. These people will be guaranteed publicly
funded health insurance and long-term care insurance, whereas
a control group will not. As with the Alpha One project, the
ERI project's potential to be replicated led to a separate
Robert Wood Johnson Foundation grant to evaluate the project.
In this case, the Oregon Health Sciences University will measure
rates of employment and insurance coverage among people in
the intervention and control groups.
Only anecdotal evidence now exists on the exact cost savings
to the system, but ERI has found that there are some cost
savings as people move off the disability rolls. Once the
results are available, project officials will work with the
Social Security Administration and the Health Care Financing
Administration to provide ways to overcome the health insurance
barriers that inhibit people with chronic disabling conditions
from seeking employment. The long-term goal of a project like
this one is to affect government regulations so that people
can keep their benefits for a longer period of time, Wussow
says.
Another project that attempts to empower chronically ill
individu-als is called Development of an Integrated Housing,
Health, and Support Services Network for Disabled Adults.
Launched by the Corporation for Supportive Housing in Oakland,
California, in July 1995, this three-year project aims at
developing mental health and substance abuse treatment services
for 750 previously homeless individuals with HIV/AIDS, mental
illness, and/or substance abuse problems. The Corporation
for Supportive Housing has worked with community agencies
to establish housing for people with these conditions in order
to help stabilize their environment. Often, people recovering
from drug addiction don't have stable housing--a critical
component in helping them recover. The project is now in its
third year. The aspect of combining health care and housing
has already had preliminary success, program officials say.
"Many of these people have gone from being homeless to
more stable arrangements in a matter of a couple of years,"
Wussow says.
Given the project's focus on housing and support services
to help people live as independently as possible in the community,
officials are currently considering the next step, Wussow
says: how to ensure the same employment opportunities for
these individuals that anyone else in the community would
have.
LESSONS LEARNED
Although it is too early to offer a definitive assessment,
program directors and Robert Wood Johnson Foundation program
officers for both Chronic Care Initiatives in HMOs and Building
Health Systems for People With Chronic Illnesses cite a variety
of lessons learned from the programs:
- Existing systems and resources can be reorganized
to enhance care.
As the examples cited in this chapter demonstrate, existing
resources--whether HMO physicians and nurses, social services
organizations, or community-based agencies--can be coordinated
in order to link individuals with the medical and social services
they need. HMOs can effectively provide chronic care management
if they organize their systems so that they have a case management
function in place, give physicians more clinical guidance
and education, and provide patients with more tools for self-care.
Beyond managed care systems, linking medical and nonmedical
services can be important. Housing is a good example. "When
I was thinking about issues of chronic care four or five years
ago," says Marc LaForce, "I wasn't thinking about
housing but how we could better integrate systems of medical
care. One of the lessons we learned was that medical care
is just one piece of a complex system that must be in place."
- The behavior and attitudes of physicians can be modified
to improve the care that they offer.
Few physicians are taught in medical school how to manage
chronically ill patients. The Managed Care College and the
GHC Chronic Care Clinic showed that physicians could work
in teams and use their collective resources to better serve
their patients. Although the doctors at the Chronic Care Clinic
were initially concerned about the time a new process would
add to their already busy schedules, the core concepts of
the clinic--giving physicians' groups the time to work as
a team and to focus on a specific condition and giving patients
an opportunity to come together--succeeded in increasing physicians'
acceptance of the group-care model.
- Encouraging independent living and supporting consumers'
choice in their own care services hold promise as ways of
improving care of individuals with chronic conditions.
The models tried under the Building Health Systems for People
with Chronic Illnesses Program have given individuals greater
control over their care. They range from self-care techniques
that can help patients cope with their illness to innovative
financing mechanisms where individuals, not professionals,
are given the resources to manage their own care.
- Flexibility is needed to cope with marketplace changes,
such as mergers, that can disrupt program and research efforts.
In the projects undertaken under the Chronic Care Initiatives
in HMOs Program, research designs had to be changed frequently
to accommodate changes in the health care system. For example,
University of Colorado researchers had difficulty obtaining
data for its patient care management project after the HMO
where they were conducting research changed hands. And when
the Metro Medical Group in Detroit merged with the Henry Ford
Medical Group, it added a sizable and geographically diverse
population to the Managed Care College, forcing changes in
the project design.
- Clinicians from different HMOs can work together to
advance the field.
One example is the development of a new screening tool developed
under the Chronic Care Initiatives in HMOs Program. In the
fall of 1994, a group of twelve HMO representatives, along
with two university-based geriatricians, began to meet to
share ideas for providing care to their frail elderly members.
Within two years, the group had developed a standardized tool
and basic comprehensive geriatric assessment plan for identifying
high-risk elderly patients. Today, more than three hundred
health care organizations have asked to use the screening
tool for the elderly patients in their plans.
- Sharing experiences publicly can help expand awareness
of innovations.
The Chronic Care Initiatives in HMOs Program was aimed at
evaluating innovative HMO programs, but it went beyond that
mandate and disseminated information widely. To this end,
the program sponsored two chronic care conferences that gave
clinicians and managers the chance to discuss their models
of care, problems, and potential solutions; those involved
in the program published articles in professional journals,
wrote books, and issued reports.
Perhaps the most significant element to emerge from these
programs, according to Rosemary Gibson, senior program officer
for The Robert Wood Johnson Foundation, is the development
of improved indicators to measure the quality of chronic care
in HMOs. Researchers at six HMOs are testing the use of measures
for four chronic conditions: childhood asthma, coronary artery
disease, diabetes, and major depression. Once tested and evaluated,
some of these may be included in future versions of the Health
Plan Employer Data and Information Set (HEDIS), a set of quality
indicators published by the National Committee for Quality
Assurance and widely used by health plans and employers. "If
these measures become generally accepted," says Gibson,
"they will affect the entire field."
Notes
- E. Cummings, "Whatever It Takes:
Stories of Self Determination from the Monadnock Region,"
Monadnock Self Determination Project. (back
to text)
- C. Hoffman and D. P. Rice; estimates based
on the 1987 National Medical Expenditure Survey, University
of California, San Francisco, Institute for Health &
Aging, 1995. (back to text)
- See note two. (back to text)
- Chronic Care in America: A 21st Century
Challenge, The Robert Wood Johnson Foundation, Aug.
1996. (back to text)
- See note two. (back to text)
- P. D. Fox and T. Fama (eds.), Managed
Care and Chronic Illness: Challenges and Opportunities
(Gaithersburg, Md.: Aspen Publishers, 1996). (back
to text)
- See note six. (back to text)
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